0000905718-15-001010.txt : 20151228 0000905718-15-001010.hdr.sgml : 20151225 20151228165735 ACCESSION NUMBER: 0000905718-15-001010 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151228 DATE AS OF CHANGE: 20151228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CSW INDUSTRIALS, INC. CENTRAL INDEX KEY: 0001624794 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 472266942 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-89214 FILM NUMBER: 151309808 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY, STE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: (214) 884-3775 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY, STE 1300 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: CSWC Newco Corp. DATE OF NAME CHANGE: 20141110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Newtyn Management, LLC CENTRAL INDEX KEY: 0001569241 IRS NUMBER: 453017573 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-446-2460 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 cswindustrials_13gdec182015.htm CSW INDUSTRIALS, INC.

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No.    )*

 

 

CSW INDUSTRIALS, inc.

(Name of Issuer)

 

Common Stock, $0.01 par value per share

(Title of Class of Securities)

 

126402106

(CUSIP Number)

 

December 18, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:

 

[   ]   Rule 13d-1(b)

[X]   Rule 13d-1(c)

[   ]   Rule 13d-1(d)

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

  

CUSIP No.  126402106
(1) Names of Reporting Persons.  I.R.S. Identification Nos. of Above Persons (entities only):  
  Newtyn Management, LLC  
(2) Check the Appropriate Box if a Member of a Group (a) [   ]  
  (b) [   ]  
     
(3) SEC Use Only
(4) Citizenship or Place of Organization
  New York  

 

Number of Shares (5) Sole Voting Power: 1,179,419*  
Beneficially Owned (6) Shared Voting Power: 0    
By Each Reporting (7) Sole Dispositive Power: 1,179,419*  
Person With (8) Shared Dispositive Power: 0    
       

 

(9) Aggregate Amount Beneficially Owned by Each Reporting Person: 1,179,419*  
(10) Check if the Aggregate Amount  in Row  (9) Excludes Certain Shares (See Instructions):   [   ]
(11) Percent of Class Represented by Amount in Row (9): 7.6%*  
(12) Type of Reporting Person (See Instructions):   IA

 

* Beneficial ownership percentage is based upon 15,583,332 shares of Common Stock, $0.01 par value per share (“Common Stock”), of CSW Industrials, Inc., a Delaware corporation (the “Company”), issued and outstanding as of November 6, 2015, based on information reported by the Company in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2015, filed with the Securities and Exchange Commission on November 16, 2015.  Newtyn Management, LLC (the “Reporting Person”) is the investment manager to Newtyn Partners, LP (“NP”) and Newtyn TE Partners, LP (“NTE”).  As of December 18, 2015, NP held 802,005 shares of Common Stock and NTE held 377,414 shares of Common Stock.

 

 
 

 

 

 

The Reporting Person, as the investment manager to NP and NTE, possesses the sole power to direct the vote and the sole power to direct the disposition of the 1,179,419 shares of Common Stock held in the aggregate by NP and NTE.  As a result of the foregoing, for purposes of Reg. Section 240.13d-3, the Reporting Person is deemed to beneficially own 1,179,419 shares of Common Stock, or 7.6% of the shares of Common Stock deemed to be issued and outstanding as of December 18, 2015.

 

 

 
 

  


Item 1(a).  Name Of Issuer:
 

CSW Industrials, Inc. (the “Company”)

 

Item 1(b).  Address of Issuer’s Principal Executive Offices:
 

5400 Lyndon B. Johnson Freeway, Suite 1300

Dallas, Texas 75240

 

Item 2(a).  Name of Person Filing:

This report on Schedule 13G (this “Schedule 13G”) is being filed by Newtyn Management, LLC, a New York limited liability company and the investment manager to (a) Newtyn Partners, LP (“NP”), which is the holder of 802,005 shares of Common Stock, par value $0.01 per share (“Common Stock”), of the Company reported on this Schedule 13G, and (b) Newtyn TE Partners, LP (“NTE”), which is the holder of 377,414 shares of Common Stock of the Company reported on this Schedule 13G.

 

The 1,179,419 shares of Common Stock held in the aggregate by NP and NTE, which constitutes 7.6% of the shares of Common Stock deemed to be issued and outstanding as of December 18, 2015, are deemed to be beneficially owned indirectly by Newtyn Management, LLC, as the investment manager to NP and NTE.

 

Item 2(b).  Address of Principal Business Office or, if None, Residence:

The address for the Reporting Person is 599 Lexington Ave., 41st Floor, New York, New York 10022.

 

Item 2(c).  Citizenship:
  Newtyn Management, LLC is organized under the laws of the State of New York.  
Item 2(d).  Title of Class of Securities:
  Common Stock, $0.01 par value per share (“Common Stock”).
Item 2(e).  CUSIP No.:
  126402106

 

 

 
 

 

 

Item 3.  If This Statement Is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a:
            Not Applicable.
Item 4.  Ownership:
  (a)  Amount Beneficially Owned: 1,179,419*  
  (b)  Percent of Class: 7.6%*  
  (c)  Number of Shares as to which such person has:    
  (i)  Sole power to vote or to direct the vote: 1,179,419*  
  (ii)  Shared power to vote or to direct the vote: 0    
  (iii)  Sole power to dispose or to direct the disposition of: 1,179,419*  
  (iv)  Shared power to dispose or to direct the disposition of: 0    
           

__________________

*         This Schedule 13G is being filed by Newtyn Management, LLC, a New York limited liability company and the investment manager to (a) NP, which is the holder of 802,005 shares of Common Stock of the Company reported on this Schedule 13G, and (b) NTE, which is the holder of 377,414 shares of Common Stock of the Company reported on this Schedule 13G.

 

The 1,179,419 shares of Common Stock held in the aggregate by NP and NTE, which constitutes 7.6% of the shares of Common Stock deemed to be issued and outstanding as of December 18, 2015, are deemed to be beneficially owned indirectly by Newtyn Management, LLC, as the investment manager to NP and NTE.

 

The foregoing beneficial ownership percentage is based upon information reported by the Company in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2015, filed with the Securities and Exchange Commission on November 16, 2015.

 

Item 5.  Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  [  ]
Item 6.  Ownership of More Than Five Percent on Behalf of Another Person:
  Not Applicable.

 

 

 
 

 

 

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
  Not Applicable.
Item 8.  Identification and Classification of Members of the Group:
  Not Applicable.
Item 9.  Notice of Dissolution of Group:
  Not Applicable.
Item 10.  Certification:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 
 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

    Dated:  December 28, 2015  
       
    NEWTYN MANAGEMENT LLC  
       
       
    By: /s/ Eugene Dozortsev  
    Name:  Eugene Dozortsev  
    Title:  Authorized Signatory  
       

 

 

Attention: Intentional misstatements or omissions of fact constitute
Federal criminal violations (See 18 U.S.C. 1001).